Lisa Haley
Ms. Haley is the Chief Operating Officer and an Institutional Advisor with SMH Capital Advisors, LLC. As a function of her COO and Financial Adviser positions, Lisa is a member of the SMH Capital Advisors’ and SMH Capital Investments’ (Broker-Dealer) Executive Management team.Â
Lisa has over 18 years of experience in investment advisory services, with an emphasis on operations, client services, institutional statistical reporting as well as building governance and operational infrastructures for trade processes, portfolio management communication, fund administration, performance reporting, compliance and product development.
She joined SMHCA in 2007. Prior to joining SMH, Ms. Haley held senior positions at Raymond James and LPL Financial as Investment Advisor Representative.